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Thomas Harold Higgins

Osaic Wealth, Inc.

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About Thomas Harold Higgins

Thomas Higgins is a financial advisor with over 40 years of experience in the industry. Thomas is a Certified Financial Planner and registered with Osaic Wealth, Inc. Thomas has a strong track record of providing financial advice to individuals, families, and businesses. Thomas has extensive experience in providing financial planning, investment management, and insurance services.

Firm Information

Thomas Higgins is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Higgins’s Registration & Firm History

NY

07/10/2018 - Present

Osaic Wealth, Inc. (FAIRPORT NY)

MA

11/07/1988 - 09/01/1993

MAIN STREET MANAGEMENT COMPANY (BOSTON MA)

NA

06/06/1983 - 11/17/1988

NEW DECADE CAPITAL CORP.

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Licenses & Designations

BC

Issued 04/28/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 08/31/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Harold Higgins. Review regulatory record here.
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