Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Decker is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the financial industry since May 1998. His previous experience includes roles with BBVA Compass Investment Solutions, Inc, Wells Fargo Advisors, LLC, and UBS Financial Services Inc. Thomas is a Certified Financial Planner and holds multiple securities licenses, including Series 7, Series 9, Series 10, Series 31, and Series 63. Thomas has a strong track record of providing financial guidance and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/31/2011 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
03/21/2011 - 05/17/2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DALLAS TX)
TX
03/12/2007 - 03/09/2011
WELLS FARGO ADVISORS, LLC (ADDISON TX)
TX
02/16/2001 - 03/21/2007
UBS FINANCIAL SERVICES INC. (DALLAS TX)
NY
05/15/1998 - 02/23/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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