Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harold Clark is an Investment Advisor Representative at Wells Fargo Clearing Services, LLC. Thomas has over 37 years of experience in the financial services industry. Thomas's previous experience includes roles at Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., and Bache Halsey Stuart Shields Incorporated. Thomas holds licenses for Series 31, Series 7, Series 63, and Series 65. He is registered with the states of Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Iowa, Maryland, Massachusetts, Michigan, Mississippi, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
04/06/2022 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
DC
06/01/2009 - 07/29/2016
MORGAN STANLEY (WASHINGTON DC)
MD
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
NY
04/22/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/11/1988 - 12/22/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/05/1979 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
03/23/1978 - 08/23/1979
BACHE HALSEY STUART SHIELDS INCORPORATED
BC
Issued 04/29/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/23/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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