Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harmon Ferrell is a financial advisor with over 23 years of experience in the industry. Thomas is currently registered with Steward Partners Investment Advisory, LLC in Alabama and Texas. Thomas has also held previous positions with Cambridge Investment Research, Inc., Cantella & Co., Inc., AIG Capital Services, Inc., Wells Fargo Advisors, LLC, Southtrust Securities, LLC, and Pruco Securities Corporation. He is a Certified Financial Planner and holds Series 6, 7, 66, and 6TO licenses. Thomas is passionate about helping individuals and families achieve their financial goals. He provides a variety of services, including financial planning, retirement planning, and investment management. Thomas is committed to providing personalized advice and working with clients to develop customized strategies that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
04/02/2024 - Present
Steward Partners Investment Advisory, LLC (JASPER AL)
AL
12/09/2022 - 02/20/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (JASPER AL)
AL
06/06/2017 - 12/09/2022
CANTELLA & CO., INC. (JASPER AL)
NJ
06/12/2015 - 06/06/2016
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NC
04/23/2005 - 07/29/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
AL
08/30/1999 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
NJ
01/01/1999 - 08/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 6/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/28/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/30/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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