Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Underdahl is a financial advisor with Janney Montgomery Scott LLC, a large, well-established firm based in Philadelphia. Thomas has been in the financial services industry since 1987 and brings a wealth of experience to his role. Thomas has been registered with the Financial Industry Regulatory Authority (FINRA) since 1987 and has held various roles with firms including Lehman Brothers Inc., E. F. Hutton & Company Inc., Tucker Anthony Incorporated and RBC Capital Markets, LLC. Thomas is a dedicated advisor committed to providing personalized financial guidance to individuals and families. He offers a range of services, including financial planning, portfolio management, and retirement planning. Thomas is a member of the investment committee at the Portland Museum of Art.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
ME
08/02/2023 - Present
Janney Montgomery Scott LLC (Portland ME)
ME
03/09/2002 - 05/20/2016
RBC CAPITAL MARKETS, LLC (PORTLAND ME)
MA
11/21/1991 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
02/15/1988 - 12/04/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/29/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/02/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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