Unclaimed
Thomas Hannan is a financial advisor who has been in the industry since 1987. Thomas is currently registered with TD Private Client Wealth LLC in New Jersey. Thomas has experience with a variety of firms including VALIC Financial Advisors, Inc., PNC Investments, MetLife Securities Inc., HSBC Securities (USA) Inc., Chase Investment Services Corp., BANC of America Investment Services, Inc., Quick & Reilly, Inc., Morgan Stanley DW Inc., R. Seelaus & Co., Inc., Lebenthal & Co., Inc., First Empire Securities, Inc., Murphy & Durieu, Wolfe & Hurst Bond Brokers Inc., Asiel & Co., and Mabon, Nugent & Co. Thomas holds Series 31, Series 7, and Series 66 licenses, as well as a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/04/2022 - Present
TD Private Client Wealth LLC (Marlton NJ)
NJ
06/01/2016 - 08/30/2021
VALIC FINANCIAL ADVISORS, INC. (MOUNT LAUREL NJ)
NJ
02/19/2014 - 06/03/2016
PNC INVESTMENTS (EAST BRUNSWICK NJ)
NJ
07/08/2010 - 02/26/2014
METLIFE SECURITIES INC. (HAMILTON NJ)
NJ
11/25/2009 - 06/22/2010
HSBC SECURITIES (USA) INC. (CHATHAM NJ)
NJ
03/20/2006 - 09/10/2009
CHASE INVESTMENT SERVICES CORP. (MADISON NJ)
MA
10/20/2004 - 03/17/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/05/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
06/14/2000 - 03/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
03/08/2000 - 06/23/2000
R. SEELAUS & CO.,INC. (CHATHAM NJ)
NY
11/12/1997 - 12/17/1999
LEBENTHAL & CO., INC. (NEW YORK NY)
NY
07/21/1995 - 05/06/1997
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
07/14/1994 - 09/27/1994
MURPHY & DURIEU (NEW YORK NY)
NJ
08/23/1991 - 05/20/1994
WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)
NY
03/14/1985 - 02/12/1991
ASIEL & CO. (NEW YORK NY)
NA
01/26/1984 - 01/22/1985
MABON, NUGENT & CO.
BOTH
Issued 07/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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