Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hall is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Thomas has been in the industry since March 19, 1985. Thomas has been registered with Wells Fargo Advisors Financial Network, LLC since July 12, 2018. Thomas also has previous experience with WELLS FARGO CLEARING SERVICES, LLC, FIRST ALBANY CORPORATION and ADVEST, INC.. Thomas is licensed to provide investment advice in California, Colorado, Connecticut, Florida, Massachusetts, New Hampshire, New York, Ohio, and Virginia. Thomas holds the following licenses: Series 63, Series 9, Series 10, Series 8, Series 7, and SIE. Thomas is a licensed broker and investment advisor, and has been working in the financial services industry for over 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/12/2018 - Present
Wells Fargo Advisors Financial Network, LLC (AVON CT)
CT
08/05/2000 - 07/11/2018
WELLS FARGO CLEARING SERVICES, LLC (WEST HARTFORD CT)
NY
04/29/1988 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
03/20/1985 - 05/11/1988
ADVEST, INC.
BC
Issued 08/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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