Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hale April is an investment advisor representative with Huntleigh Advisors, Inc., with over 45 years of experience in the financial services industry. Thomas Hale April is registered with the state of Missouri and Illinois. In addition to their current position, Thomas Hale April has been associated with a number of other firms, including Oppenheimer & Co. Inc., PaineWebber Incorporated, BirchTree Financial Services, Inc., Shearson Lehman Hutton Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc. Thomas Hale April holds Series 63, 65, 7, PC, and SIE licenses. Thomas Hale April is also a consultant for Flamingo Key, LLC, a bed and breakfast in New Haven, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
04/10/2017 - Present
Huntleigh Advisors, Inc. (Chesterfield MO)
NY
11/04/1996 - 11/29/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NJ
10/03/1994 - 11/11/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MN
09/12/1989 - 10/05/1994
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NY
09/15/1984 - 09/19/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/26/1978 - 09/11/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/01/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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