Unclaimed
Thomas H Youn is a financial professional with over 27 years of experience in the securities industry. Thomas has a current registration with T3 Trading Group, LLC. Thomas has held previous positions at Open to the Public Investing, Inc., Bloomberg Tradebook LLC, Quantex Clearing, LLC, Sungard Brokerage & Securities Services, LLC, Andover Brokerage, L.L.C., Jaguar Securities, LLC, On-Site Trading, Inc., Murphey, Marseilles, Smith & Nammack, Inc., Shearman, Ralston Inc., Gruntal & Co. Incorporated, A.B. Watley, Inc. and Investors Associates, Inc. Thomas has passed the Series 63, Series 27, Series 4, Series 24, Series 57TO, SIE, Series 55 and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/22/2019 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
12/07/2018 - 05/28/2021
OPEN TO THE PUBLIC INVESTING, INC. (NEW YORK NY)
NY
11/29/2018 - 10/18/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
06/10/2013 - 11/08/2018
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NJ
10/17/2012 - 04/23/2013
QUANTEX CLEARING, LLC (HAZLET NJ)
NJ
03/03/2003 - 08/31/2012
SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (HOBOKEN NJ)
NY
01/08/1998 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
10/08/1998 - 12/10/1998
JAGUAR SECURITIES, LLC (MONTEBELLO NY)
NY
06/26/1997 - 12/08/1997
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
11/18/1996 - 05/28/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
NY
06/26/1996 - 08/09/1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
CT
10/23/1995 - 07/19/1996
SHEARMAN, RALSTON INC. (GREENWICH CT)
NY
07/14/1995 - 08/30/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
04/25/1994 - 11/14/1994
A.B. WATLEY, INC. (NEW YORK NY)
NJ
01/17/1994 - 05/06/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 01/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/27/1998
Series 4 - Registered Options Principal Examination
BC
Issued 02/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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