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Thomas H Mercurio

Fidelity Brokerage Services LLC

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About Thomas H Mercurio

Thomas Mercurio is a financial professional with a diverse background in the financial industry. Thomas currently is registered with Fidelity Brokerage Services LLC and has been a licensed broker for several years. Before joining Fidelity Brokerage Services LLC, Thomas worked as a financial advisor at THINKEQUITY LLC and PRUCO SECURITIES, LLC. Thomas is licensed in all 50 states. Thomas specializes in investment advisory services and is committed to providing clients with the best possible financial advice.

Firm Information

Thomas Mercurio is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Mercurio’s Registration & Firm History

RI

02/15/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

10/21/2020 - 06/29/2022

THINKEQUITY LLC (New York NY)

NJ

10/23/2019 - 10/20/2020

PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)

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Licenses & Designations

IA

Issued 09/01/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/27/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas H Mercurio.
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