Unclaimed
Thomas Mercurio is a financial professional with a diverse background in the financial industry. Thomas currently is registered with Fidelity Brokerage Services LLC and has been a licensed broker for several years. Before joining Fidelity Brokerage Services LLC, Thomas worked as a financial advisor at THINKEQUITY LLC and PRUCO SECURITIES, LLC. Thomas is licensed in all 50 states. Thomas specializes in investment advisory services and is committed to providing clients with the best possible financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
02/15/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
10/21/2020 - 06/29/2022
THINKEQUITY LLC (New York NY)
NJ
10/23/2019 - 10/20/2020
PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)
IA
Issued 09/01/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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