Unclaimed
Thomas H. Lazenby is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Private Advisor Group, LLC, and holds a Series 7, 63 and 65 license. Prior to joining Private Advisor Group, Thomas was affiliated with Stifel, Nicolaus & Company, Incorporated for 17 years. Thomas specializes in providing financial advice to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/28/2022 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
TN
10/26/2004 - 08/02/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NASHVILLE TN)
TN
10/03/2003 - 11/01/2004
POWELLJOHNSON (NASHVILLE TN)
MO
07/01/2003 - 10/14/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/26/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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