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Thomas H Kelsey

Pruco Securities, LLC

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About Thomas H Kelsey

Thomas Kelsey is a financial advisor with Pruco Securities, LLC. Thomas is a registered representative with the FINRA and holds Series 63, SIE and Series 6TO licenses. Thomas has been working in the financial industry since 2019. Thomas specializes in helping individuals, corporations and trusts achieve their financial goals.

Firm Information

Thomas Kelsey is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas Kelsey’s Registration & Firm History

TN

02/07/2019 - Present

Pruco Securities, LLC (Franklin TN)

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Licenses & Designations

BC

Issued 11/09/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas H Kelsey. Review regulatory record here.
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