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Thomas H Brooks

Pacific Select Distributors, LLC

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About Thomas H Brooks

Thomas H. Brooks has been in the financial services industry since June 5, 2003. Thomas is currently registered with Pacific Select Distributors, LLC and is licensed in Alabama, Florida, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, Tennessee, and Virginia. Thomas was previously registered with Concourse Financial Group Securities, Inc., P.J. Robb Variable, LLC, Lion Street Financial, LLC, Saybrus Equity Services, LLC, State Farm VP Management Corp., Allstate Financial Services, LLC, and Mutual of Omaha Investor Services, Inc.

Firm Information

Thomas Brooks is currently registered with Pacific Select Distributors, LLC. Pacific Select Distributors, LLC is a Limited Liability Company formed in 2015 and is registered to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

490

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Brooks’s Registration & Firm History

CA

08/07/2024 - Present

Pacific Select Distributors, LLC (NEWPORT BEACH CA)

AL

06/02/2023 - 08/30/2024

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)

TN

06/06/2022 - 06/01/2023

P.J. ROBB VARIABLE, LLC (MEMPHIS TN)

TX

04/14/2021 - 05/26/2022

LION STREET FINANCIAL, LLC (AUSTIN TX)

CT

10/16/2017 - 04/01/2021

SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)

GA

05/21/2003 - 09/04/2008

STATE FARM VP MANAGEMENT CORP. (DULUTH GA)

NE

07/16/1999 - 06/26/2002

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

NE

02/24/1993 - 04/30/1999

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 10/30/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas H Brooks.
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