Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Guy Henry is a financial advisor with over 30 years of experience in the industry. Thomas Henry is registered with LPL Financial LLC and holds a variety of licenses and certifications. These include the Series 6, 7, 24, 31, and 63 licenses. Thomas Henry is also registered with the state of Texas as an Investment Advisor Representative. In addition, Thomas Henry has held positions at Nathan & Lewis Securities, Inc., H. Beck, Inc., Copeland Equities, Inc., and J.W. Gant & Associates, Inc. Thomas Guy Henry is a dedicated professional with a proven track record of success in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
02/19/2013 - Present
LPL Financial LLC (ROCKVILLE MD)
NY
03/26/1999 - 06/26/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MD
06/10/1997 - 03/30/1999
H. BECK, INC. (ROCKVILLE MD)
NJ
01/11/1994 - 06/17/1997
COPELAND EQUITIES, INC. (SOMERSET NJ)
NA
09/19/1989 - 10/07/1989
J. W. GANT & ASSOCIATES, INC.
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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