Unclaimed
Thomas Gus Abood has been a registered investment advisor since 1992. Thomas is currently employed at Truist Advisory Services, Inc. in the Naples, FL office. He has been registered as a Broker/Dealer and Investment Advisor in various states across the US and holds Series 7, 8, 9, 10, 31, 63, 65 and SIE licenses. Thomas provides financial planning, portfolio management for businesses and individuals, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/05/2018 - Present
Truist Advisory Services, Inc. (NAPLES FL)
FL
05/26/1998 - 07/20/2016
THE HUNTINGTON INVESTMENT COMPANY (NAPLES FL)
NY
12/18/1992 - 05/08/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Abood is the right advisor for you? Invested Better is here to help.