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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Guilfoyle is an investment advisor representative with Next Financial Group, Inc. Thomas has been in the financial services industry for over 25 years. Thomas has a broad range of experience in financial planning and portfolio management. Thomas's education and certifications include: Series 7, 6, 63, 65 and 66. Thomas has experience working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Thomas is licensed in Alaska, Arizona, California, Georgia, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
WA
05/06/2021 - Present
Next Financial Group, Inc. (SEATTLE WA)
WA
04/29/2019 - 05/11/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
TX
03/24/1999 - 12/22/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
06/12/1996 - 07/14/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/26/1995 - 04/10/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 05/31/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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