Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ambrosi is a financial advisor currently registered with MML Investors Services, LLC. Thomas has been in the financial services industry since March 5, 1997 and holds a Series 7, Series 66 and SIE license. Thomas is also registered with the state of Florida as an Investment Advisor Representative. Previous employers include MSI Financial Services, Inc., New England Securities, AXA Advisors, LLC, MONY Securities Corporation and 1st Global Capital Corp. Thomas also holds the title of Certified Public Accountant for Ambrosi Donahue Congdon & Co., P.C. and is an Independent Insurance Agent. Thomas’ specializations include portfolio management, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
03/29/2023 - Present
MML Investors Services, LLC (BONITA SPRINGS FL)
MA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWBURYPORT MA)
MA
09/07/2007 - 01/02/2015
NEW ENGLAND SECURITIES (NEWBURYPORT MA)
MA
06/01/2005 - 09/14/2007
AXA ADVISORS, LLC (NEWBURYPORT MA)
NY
02/23/2004 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
TX
02/25/1997 - 02/13/2004
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BOTH
Issued 06/02/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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