Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gross is a financial professional with over 25 years of experience in the securities industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held previous positions with RBC Capital Markets, LLC, TD Ameritrade, Inc., Scottrade, Inc., and Ameriprise Financial Services, Inc. Thomas Gross is a Series 7, Series 9, Series 10, Series 24, Series 63, and Series 65 licensed professional. He provides a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/26/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
OH
01/03/2019 - 02/26/2019
RBC CAPITAL MARKETS, LLC (CLEVELAND OH)
OH
02/26/2018 - 04/02/2018
TD AMERITRADE, INC. (MENTOR OH)
OH
09/10/2012 - 02/26/2018
SCOTTRADE, INC. (MENTOR OH)
OH
10/05/2009 - 01/13/2012
AMERIPRISE FINANCIAL SERVICES, INC. (BEACHWOOD OH)
OH
11/06/2006 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (MAYFIELD OH)
NE
10/28/2002 - 07/27/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MO
01/08/2001 - 01/31/2002
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
MI
11/23/1992 - 01/12/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 08/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Gross is the right advisor for you? Invested Better is here to help.
