Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gross is a financial advisor who has been in the industry for over 25 years. Thomas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and previously worked with RBC Capital Markets, LLC, TD Ameritrade, Inc. and ScotTrade, Inc.. Thomas has a wide range of experience in financial services, including investment advisory, securities, and banking. Thomas has a Series 7, Series 63, Series 24, Series 65, Series 9, Series 10, and Series 8 licenses. Thomas holds a specialization in various areas of financial services, including securities, portfolio management, and insurance. Thomas is a dedicated professional who is committed to providing his clients with the highest quality of financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/26/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
OH
01/03/2019 - 02/26/2019
RBC CAPITAL MARKETS, LLC (CLEVELAND OH)
OH
02/26/2018 - 04/02/2018
TD AMERITRADE, INC. (MENTOR OH)
OH
09/10/2012 - 02/26/2018
SCOTTRADE, INC. (MENTOR OH)
OH
10/05/2009 - 01/13/2012
AMERIPRISE FINANCIAL SERVICES, INC. (BEACHWOOD OH)
OH
11/06/2006 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (MAYFIELD OH)
NE
10/28/2002 - 07/27/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MO
01/08/2001 - 01/31/2002
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
MI
11/23/1992 - 01/12/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 8/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 4/2/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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