Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Groark is a financial professional with over 12 years of experience in the financial services industry. Thomas has a broad range of experience in the financial services industry. Thomas is currently registered with Franklin Distributors, LLC, and has held previous positions with J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc. Thomas holds a number of licenses and registrations including the Series 3, 6, 7, and 63 exams. Thomas is registered to provide investment advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/18/2018 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
01/03/2011 - 10/08/2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
11/11/2005 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
BC
Issued 12/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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