Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mason is a financial advisor registered with Stifel, Nicolaus & Company, Inc. with over 25 years of experience in the financial services industry. Thomas has served in various roles at several firms including Sterne, Agee & Leach, Inc. and Wells Fargo Advisors, LLC. Thomas is registered to provide investment advice in 23 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
06/16/2016 - Present
Stifel, Nicolaus & Company, Inc. (NEW ORLEANS LA)
LA
01/18/2013 - 07/07/2015
STERNE, AGEE & LEACH, INC. (NEW ORLEANS LA)
LA
01/01/2008 - 01/22/2013
WELLS FARGO ADVISORS, LLC (METAIRIE LA)
LA
04/11/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (METAIRIE LA)
BC
Issued 04/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Mason is the right advisor for you? Invested Better is here to help.
