Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Griffin is a financial advisor with over 20 years of experience in the financial services industry. Thomas is currently registered with Santander Securities LLC, a firm with a strong commitment to providing personalized financial advice and investment services. Thomas specializes in providing financial planning, portfolio management, and selection of other advisors for businesses and individuals. Thomas is a Certified Financial Planner and a Chartered Financial Consultant and has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
09/18/2018 - Present
Santander Securities LLC (NEWTON MA)
NJ
04/01/2016 - 11/16/2017
QUESTAR CAPITAL CORPORATION (MOUNT LAUREL NJ)
MA
03/12/2002 - 01/07/2015
ESSEX SECURITIES LLC (MIDDLEBORO MA)
MA
03/09/1999 - 11/12/2001
CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. (BOSTON MA)
IA
Issued 05/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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