Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cain is a financial advisor with Nylife Distributors LLC. Thomas has been in the financial services industry since August 1, 2012 and holds the Series 7 and SIE licenses. Thomas has been registered with FINRA since May 4, 2023 and previously worked at MORGAN STANLEY DISTRIBUTION, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/04/2023 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
08/02/2012 - 05/03/2023
MORGAN STANLEY DISTRIBUTION, INC. (New York NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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