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Thomas Gregory Smith

U.s. Bancorp Investments, Inc.

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About Thomas Gregory Smith

Thomas Gregory Smith is a financial professional with over 20 years of experience in the industry. Thomas currently works at U.S. Bancorp Investments, Inc. and is registered with FINRA and the state of California. Previously, Thomas was with Piper Jaffray & Co. for nearly two decades before joining U.S. Bancorp Investments, Inc. in June 2018. Thomas holds Series 7, Series 63, Series 79TO and SIE licenses. Thomas's area of focus is working with high net worth individuals, corporations or other businesses, and charitable organizations.

Firm Information

Thomas Smith is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Thomas Smith’s Registration & Firm History

MN

06/12/2018 - Present

U.s. Bancorp Investments, Inc. (Minneapolis MN)

MN

08/12/1999 - 05/29/2018

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/12/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Gregory Smith.
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