Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gregory Mercer is a financial advisor registered with LPL Financial LLC. Thomas has been in the industry since March 1, 2013, and has been registered with LPL Financial LLC since June 7, 2017. Thomas is also registered with the following states: California, Colorado, District of Columbia, Florida, Indiana, Maryland, Massachusetts, Montana, Nevada, New Jersey, Oregon, Texas, and Washington. Previously, Thomas was registered with Raymond James Financial Services, Inc. and Hornor, Townsend & Kent, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
06/07/2017 - Present
LPL Financial LLC (TUKWILA WA)
WA
09/27/2013 - 05/31/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
05/18/2012 - 12/18/2012
HORNOR, TOWNSEND & KENT, INC. (BELLEVUE WA)
IA
Issued 06/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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