Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gregory Hamby is a registered representative with J.p. Morgan Securities LLC. Thomas has been working in the securities industry since June 13, 2003. Thomas has a wide range of experience in the industry and has held previous positions at Goldman, Sachs & Co. and SunTrust Capital Markets, Inc. Thomas is currently registered in Georgia and Texas and is actively pursuing both Broker-Dealer and Investment Advisor registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
03/01/2024 - Present
J.p. Morgan Securities LLC (Atlanta GA)
NY
10/08/2004 - 11/05/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
GA
08/12/2003 - 10/08/2004
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
09/22/1998 - 11/19/1998
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
IA
Issued 02/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2004
Series 3 - National Commodity Futures Examination
BC
Issued 08/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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