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Thomas Graham Snow

John G. Ullman & Associates, Inc.

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About Thomas Graham Snow

Thomas Graham Snow is an Investment Advisor Representative associated with John G. Ullman & Associates, Inc. Thomas has been in the financial services industry since January 1983 and holds the Series 63, Series 65 and Series 7 licenses. Prior to his current role, Thomas was registered with U S G M SECURITIES, INC. in Corning, New York. Thomas specializes in retirement planning, mutual funds and stocks.

Firm Information

Thomas Snow is currently registered with John G. Ullman & Associates, Inc.. John G. Ullman & Associates, Inc. is an investment advisor based in HORSEHEADS, NY. The firm provides financial planning and portfolio management services to individuals, corporations, charitable organizations, and high-net-worth individuals. They offer educational seminars and manage approximately $1,262,886,094 in assets.
John G. Ullman & Associates, Inc.

343 DANIEL ZENKER DRIVE

HORSEHEADS, NY 14845

$1.26B

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Snow’s Registration & Firm History

NY

07/22/2021 - Present

John G. Ullman & Associates, Inc. (CORNING NY)

NY

01/20/1983 - 11/15/2006

U S G M SECURITIES, INC. (CORNING NY)

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Licenses & Designations

IA

Issued 10/31/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/08/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Graham Snow.
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