Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Graham Davis is a financial advisor at Tiaa-Cref Individual & Institutional Services, LLC. He has been in the industry since December 2010 and is registered with the state of Connecticut. Thomas is also registered with FINRA as a Registered Representative and holds the Series 7, Series 66, and SIE licenses. He provides financial planning and portfolio management services to individual and institutional clients. His experience includes working at LPL Financial LLC and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CT
10/29/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (HAMDEN CT)
CT
08/23/2011 - 10/16/2014
LPL FINANCIAL LLC (NEW HAVEN CT)
OR
09/30/2010 - 06/28/2011
MORGAN STANLEY SMITH BARNEY (ROSEBURG OR)
BOTH
Issued 10/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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