Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Goodwin Roediger is an investment advisor representative with Truist Advisory Services, Inc. Thomas has been in the industry since 1997. Thomas is registered with FINRA and has been approved to provide investment advice in North Carolina. Thomas is also registered with the state of North Carolina as an investment advisor representative. Thomas has held previous positions with BB&T SECURITIES, LLC, PNC INVESTMENTS, ALLSTATE FINANCIAL SERVICES, LLC, UVEST FINANCIAL SERVICES GROUP, INC., OHIO NATIONAL EQUITIES, INC., NATIONAL PLANNING CORPORATION, PARK AVENUE SECURITIES LLC, U.S. BANCORP INVESTMENTS, INC., FIRSTAR INVESTMENT SERVICES, INC., CONSECO SECURITIES, INC., ADVISER DEALER SERVICES, INC., GNA SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Thomas is a licensed professional with several credentials including Series 6, 7, 24, 26, 63, and 66 exams. Thomas is licensed to provide investment advice and financial planning services in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
02/17/2021 - Present
Truist Advisory Services, Inc. (CHARLOTTE NC)
VA
02/26/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
08/28/2014 - 02/26/2018
PNC INVESTMENTS (Zebulon NC)
NC
08/04/2009 - 08/11/2014
ALLSTATE FINANCIAL SERVICES, LLC (WAXHAW NC)
NC
06/24/2008 - 03/24/2009
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
OH
02/03/2006 - 01/31/2008
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
CA
05/02/2005 - 01/20/2006
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
10/02/2003 - 04/29/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MN
12/01/2001 - 08/08/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
05/31/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
IN
11/12/1998 - 05/31/2000
CONSECO SECURITIES, INC. (CARMEL IN)
OH
06/02/1997 - 03/06/1998
ADVISER DEALER SERVICES, INC. (DUBLIN OH)
VA
08/06/1990 - 10/03/1991
GNA SECURITIES, INC. (GLEN ALLEN VA)
MN
02/13/1990 - 06/11/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/13/1990 - 06/11/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/17/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Roediger is the right advisor for you? Invested Better is here to help.
