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Thomas Gonzales

Fifth Third Securities, Inc.

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About Thomas Gonzales

Thomas Gonzales is a registered investment advisor representative (IAR) and a registered representative (RR) with Fifth Third Securities, Inc. based in Chicago, IL. Thomas has been in the securities industry since July 2, 2020. Thomas holds Series 63 and Series 65 licenses and the Series 6TO and SIE exams. Thomas is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Thomas has experience at J.P. Morgan Securities LLC and Fifth Third Bank.

Firm Information

Thomas Gonzales is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

33 W HURON ST

CHICAGO, IL 60654

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Gonzales’s Registration & Firm History

IL

01/26/2024 - Present

Fifth Third Securities, Inc. (CHICAGO IL)

IL

06/29/2020 - 12/10/2023

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

IA

Issued 1/26/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 9/14/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 6/29/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 6/17/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Gonzales.
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