Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Glenn Lewis has been in the financial industry since 1993. Thomas is a registered representative with LPL Financial LLC. Thomas is also a registered investment advisor in both Louisiana and Texas. Thomas has previously worked for Raymond James Financial Services, Inc., Amsouth Investment Services, Inc., Linsco/Private Ledger Corp., A. G. Edwards & Sons, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas holds the Series 7, Series 24, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
06/14/2018 - Present
LPL Financial LLC (MONROE LA)
LA
12/14/2007 - 10/04/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (MONROE LA)
LA
11/05/2003 - 12/19/2005
AMSOUTH INVESTMENT SERVICES, INC. (MONROE LA)
SC
08/29/2002 - 10/17/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
04/12/1996 - 09/12/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
12/24/1991 - 04/19/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AL
04/19/1991 - 12/09/1991
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 08/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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