Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Glen Swim is a financial advisor with Raymond James Financial Services, Inc. Thomas has been in the financial services industry since March 2011. Thomas holds a Series 7 and Series 66 license and is registered with the state of Florida. Thomas's primary office is in ST PETERSBURG, FL. Previously, Thomas was employed by T. Rowe Price Investment Services, Inc. in TAMPA, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/31/2012 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
FL
03/22/2011 - 05/21/2012
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
BOTH
Issued 09/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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