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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Baker is a financial advisor with Envestnet PMC in Sparks, Maryland. Thomas has been working in the financial industry for over 30 years and has a broad range of experience in investment management. Thomas is a Chartered Financial Analyst and holds the Series 4, 7, 63, 65, and 66 licenses. Thomas has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Overlay portfolio management
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A percentage of assets or revenues under our clients' management
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2
MD
01/12/2024 - Present
Envestnet PMC (Sparks MD)
MD
07/06/2021 - 02/14/2022
AMERITAS INVESTMENT COMPANY, LLC (Rockville MD)
DC
09/25/2008 - 01/13/2021
BLACKROCK INVESTMENTS, LLC (WASHINGTON DC DC)
MD
02/05/1998 - 09/13/2001
PSA EQUITIES, INC. (HUNT VALLEY MD)
MD
12/13/1993 - 03/17/1998
PEREMEL & CO., INC. (BALTIMORE MD)
MD
07/29/1992 - 12/16/1993
THE RIDERWOOD GROUP INCORPORATED (TOWSON MD)
MI
11/19/1991 - 08/03/1992
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 12/31/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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