Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gilbert Tenuta is a financial advisor with over 35 years of experience. Thomas currently works with Robert W. Baird & Co. Inc. and has a strong track record of working with high-net-worth individuals, corporations, and institutions. Thomas is a Registered Representative and Investment Advisor Representative in Arizona, California, Colorado, Connecticut, Florida, Hawaii, Illinois, Indiana, Iowa, Michigan, Minnesota, Nevada, New Mexico, North Carolina, Ohio, Oklahoma, Tennessee, Texas, Utah, Vermont, Virginia, and Wisconsin. Thomas holds the Series 6, 7, 22, and SIE securities licenses. Thomas is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
01/04/1994 - Present
Robert W. Baird & Co. Inc. (Racine WI)
WI
05/21/1993 - 01/10/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
04/09/1991 - 12/03/1992
MONY SECURITIES CORP. (NEW YORK NY)
NY
06/06/1990 - 11/29/1990
MONY SECURITIES CORP. (NEW YORK NY)
NY
06/06/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NY
02/15/1985 - 05/30/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/15/1985 - 05/30/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 05/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/22/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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