Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sullivan is an investment advisor representative with Cambridge Investment Research Advisors, Inc. based in Chesterfield, MO. Thomas Sullivan has been in the financial services industry for over 4 years. Thomas Sullivan is registered with the Securities and Exchange Commission (SEC) and with the state of Missouri. Thomas Sullivan is also registered with the state of Texas. In addition to being a licensed advisor, Thomas Sullivan is also an independent insurance agent for various independent insurance agencies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MO
08/01/2024 - Present
Cambridge Investment Research Advisors, Inc. (Chesterfield MO)
MO
05/21/2020 - 08/01/2024
THE O.N. EQUITY SALES COMPANY (Chesterfield MO)
BOTH
Issued 08/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Thomas Sullivan is the right advisor for you? Invested Better is here to help.
