Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Eastwood is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., serving clients since 2010. He is a registered investment advisor with both the state of Florida and Texas, and holds Series 7, 31, and SIE licenses. Thomas's industry experience dates back to 1990 when he began his career at Hibbard Brown & Co., Inc. His experience spans across multiple firms, including Morgan Stanley, Morgan Stanley DW Inc. and Legg Mason Wood Walker, Incorporated. Thomas Eastwood has a strong background in providing investment advice to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINTER PARK FL)
FL
06/01/2009 - 07/02/2010
MORGAN STANLEY SMITH BARNEY (ORLANDO FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ORLANDO FL)
FL
11/05/2004 - 04/02/2007
MORGAN STANLEY DW INC. (ORLANDO FL)
MD
04/24/1998 - 11/19/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
05/22/1991 - 04/28/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/02/1990 - 03/01/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 04/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/01/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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