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Thomas Giardino

Ocean Park Asset Management, LLC

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About Thomas Giardino

Thomas Giardino is an investment advisor representative with Ocean Park Asset Management, LLC. Thomas has been in the industry for over 20 years and holds Series 63, 65, 7, and SIE licenses. Thomas has previously worked at Realty Capital Securities, LLC, Capital Investment Group, Inc., Pacific Financial Associates, Inc., Inland Securities Corporation, and SunAmerica Securities, Inc. Thomas's current registrations include California, Arizona, Colorado, Montana, Nevada, New Mexico, Utah, and Wyoming.

Firm Information

Thomas Giardino is currently registered with Ocean Park Asset Management, LLC. Ocean Park Asset Management, LLC is an investment advisor located in Santa Monica, CA. The firm manages a total of $4.72 billion in assets. They provide portfolio management services for individuals, investment companies, and pooled investment vehicles. They also offer wrap fee program participation. The firm has a total of 31 registered representatives and 13 investment advisor representatives.
Ocean Park Asset Management, LLC

3420 OCEAN PARK BLVD.

SANTA MONICA, CA 90405

$4.72B

Assets Under Management

16

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Giardino’s Registration & Firm History

AZ

10/30/2024 - Present

Ocean Park Asset Management, LLC (SCOTTSDALE AZ)

NY

11/10/2014 - 01/11/2016

REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)

CA

07/09/2013 - 12/23/2013

CAPITAL INVESTMENT GROUP, INC. (IRVINE CA)

FL

08/10/2010 - 10/13/2011

PACIFIC FINANCIAL ASSOCIATES, INC. (PARKLAND FL)

IL

01/17/2001 - 04/30/2010

INLAND SECURITIES CORPORATION (OAK BROOK IL)

AZ

09/16/1999 - 09/15/2000

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 12/08/2000

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Giardino.
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