Unclaimed
Thomas Giambra is a financial advisor who has been in the industry since June 2000. Thomas is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide financial advice in several states, including New York, California, Florida, and Georgia. Thomas is a Series 7 and 63 licensed holder and also holds the Series 24 and Series 65. Thomas has previously worked with LPL Financial LLC and M&T Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/26/2021 - Present
Wells Fargo Clearing Services, LLC (WILLIAMSVILLE NY)
NY
06/09/2021 - 11/09/2021
LPL FINANCIAL LLC (EAST AMHERST NY)
NY
06/08/2000 - 06/09/2021
M&T SECURITIES, INC. (BUFFALO NY)
IA
Issued 06/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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