Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Zippilli is a financial advisor at HSBC Securities (USA) Inc. with over 20 years of experience in the industry. Thomas has been actively registered in both Broker-Dealer and Investment Advisor capacities in numerous states. Thomas has held multiple licenses and passed several industry exams including Series 7, 10, 9, 63, and 66. Thomas holds a position as a Bank Officer for HSBC Bank (USA) N.A. and focuses on the sale of bank-related products and services. Thomas specializes in providing asset allocation recommendations and works with clients to select third-party advisors to manage assets pursuant to client approval. Thomas's firm, HSBC Securities (USA) Inc., has over $50 billion in assets under management and serves a diverse clientele including high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/07/2021 - Present
Hsbc Securities (usa) Inc. (BROOKLYN NY)
NY
02/01/2006 - 07/27/2007
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NE
07/10/2000 - 07/27/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/16/1998 - 09/15/1999
R.D. WHITE & CO., INC. (NEW YORK NY)
NY
11/30/1995 - 10/05/1998
LT LAWRENCE & CO., INC. (NEW YORK NY)
BOTH
Issued 06/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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