Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Whelan is a financial advisor with Cambridge Investment Research Advisors, Inc., specializing in helping individuals and families achieve their financial goals. Thomas has been in the financial services industry since 1992, and his commitment to providing personalized service and financial guidance has earned him a strong reputation among his clients. His areas of expertise include investment planning, retirement planning, and estate planning. Thomas is also experienced in working with clients who are approaching retirement, and he can help them develop a plan to ensure they have enough income to live comfortably in their later years. Thomas Whelan is dedicated to helping his clients make informed financial decisions and achieve their financial goals. He is a strong advocate for his clients and strives to build long-term relationships with them.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
10/16/2018 - Present
Cambridge Investment Research Advisors, Inc. (Morristown NJ)
NJ
08/17/2007 - 10/22/2018
SIGNATOR INVESTORS, INC. (LIVINGSTON NJ)
NJ
05/03/1999 - 08/28/2007
PARK AVENUE SECURITIES LLC (PARAMUS NJ)
NY
06/09/1995 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
03/14/1995 - 12/31/1996
CADARET, GRANT & CO., INC. (SYRACUSE NY)
MA
06/11/1992 - 03/15/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/11/1992 - 03/15/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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