Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Smith is a financial professional with over 5 years of experience in the financial services industry. Thomas is currently registered with Mufg Securities Americas Inc. located in New York, NY. Prior to joining Mufg Securities Americas Inc., Thomas worked at BLOOMBERG TRADEBOOK LLC. Thomas has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/11/2020 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/11/2013 - 10/01/2018
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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