Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Seitz is a financial advisor with Clarendon Insurance Agency, Inc. in Waltham, Massachusetts. Thomas has over 30 years of experience in the financial services industry. Thomas's areas of expertise include Investments, Insurance, and Retirement Planning. Thomas is registered to offer securities in 49 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/08/2013 - Present
Clarendon Insurance Agency, Inc. (WALTHAM MA)
MA
10/12/2009 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
CO
10/17/2008 - 09/28/2009
MOUNT YALE SECURITIES, LLC (DENVER CO)
MN
04/16/2007 - 08/08/2008
OCTAVUS LLC (EXCELSIOR MN)
MN
02/07/2007 - 04/03/2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NJ
08/12/2006 - 09/11/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MN
05/24/2004 - 08/12/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MA
01/02/2003 - 05/06/2004
MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
03/22/1999 - 03/04/2003
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
NY
03/02/1998 - 04/09/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
10/11/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
CT
01/10/1994 - 09/07/1995
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NY
06/23/1992 - 09/21/1993
ROCHDALE INVESTMENT MANAGEMENT INC. (NEW YORK NY)
TX
07/08/1991 - 03/30/1992
SWIFT ENERGY MARKETING COMPANY (HOUSTON TX)
CO
02/04/1991 - 06/24/1991
ENDEAVOR GROUP (DENVER CO)
NA
02/25/1988 - 12/14/1990
GRAHAM SECURITIES CORPORATION
NA
12/09/1986 - 11/20/1987
PIPER, JAFFRAY & HOPWOOD INCORPORATED
NA
01/23/1985 - 11/24/1986
APACHE PROGRAMS, INC.
BC
Issued 01/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Seitz is the right advisor for you? Invested Better is here to help.
