Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Salierno is a financial advisor with over 40 years of experience in the financial industry. Thomas has been with UBS Financial Services Inc. since January 2005, having previously worked for firms such as Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Prudential-Bache Securities Inc. Thomas is registered with FINRA as well as the states of California, Colorado, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, Rhode Island, Tennessee, Texas, Virginia and Washington. Thomas specializes in investments for high-net-worth individuals, corporations, and charitable organizations. Thomas is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/28/2005 - Present
UBS Financial Services Inc. (FLORHAM PARK NJ)
NY
12/11/1995 - 01/13/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/25/1990 - 11/21/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/28/1982 - 04/18/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
02/10/1982 - 10/20/1982
D. H. BLAIR INVESTORS CORP.
BOTH
Issued 06/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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