Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Pfannenstiel is a registered representative at Northland Securities, Inc. with over 20 years of experience in the financial industry. Thomas has been with Northland Securities since 2004. Before that, he worked at MILLER JOHNSON STEICHEN KINNARD, INC. He is licensed in five states: Iowa, Minnesota, North Dakota, South Dakota, and Wisconsin. Thomas holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
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2
MN
03/16/2004 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
03/19/2003 - 03/03/2004
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
BC
Issued 02/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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