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Thomas Gerard O'Sullivan

Fidelity Brokerage Services LLC

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About Thomas Gerard O'Sullivan

Thomas Gerard O'Sullivan is a financial advisor who has been in the industry since 1994. Thomas is currently registered with Fidelity Brokerage Services LLC in Boston, MA. Previously, Thomas has held positions at National Financial Services LLC, Fidelity Investments Institutional Services Company, Inc., and Fidelity Brokerage Services, Inc. Thomas holds the following licenses: Series 6, Series 7, Series 63, Series 65, Series 66 and SIE.

Firm Information

Thomas O'Sullivan is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas O'Sullivan’s Registration & Firm History

MA

07/19/2022 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

CA

12/23/1998 - 01/06/2021

FIDELITY BROKERAGE SERVICES LLC (EL SEGUNDO CA)

MA

01/17/2014 - 12/06/2018

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

RI

09/11/1997 - 12/23/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

06/12/1996 - 09/11/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

RI

03/07/1994 - 06/12/1996

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 04/22/2021

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 07/07/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1996

Series 7 - General Securities Representative Examination

BC

Issued 03/04/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Gerard O'Sullivan.
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