Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard McCabe is a financial professional registered with Vision Financial Markets LLC in Stamford, CT. Thomas has passed the Series 7TO, Series 24, Series 57TO and SIE exams and is registered with the Financial Industry Regulatory Authority. Thomas' first day in the industry was January 25, 2021. The firm's main office is located at 120 Long Ridge Road 3 North, Stamford, CT 06902.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/26/2021 - Present
Vision Financial Markets LLC (Stamford CT)
BC
Issued 03/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/06/2021
Series 57TO - Securities Trader Exam
BC
Issued 01/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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