Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Maughan is a registered representative with Deutsche Bank Securities Inc. and has been active in the industry since February 20, 2012. Maughan has passed the Series 63, Series 7 and Series 79 exams. Maughan has been registered with the state of Massachusetts since November 18, 2021. Prior to joining Deutsche Bank Securities Inc., Maughan was employed by BARCLAYS CAPITAL INC. from August 17, 2011 to May 13, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
MA
11/18/2021 - Present
Deutsche Bank Securities Inc. (BOSTON MA)
NY
08/17/2011 - 05/13/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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