Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Liptack is a financial advisor who has been in the industry since 1990. Currently, Thomas is registered with Benjamin F. Edwards & Company, Inc. in White Plains, NY. Thomas is a licensed Series 63, 24, 10, 9, 57TO, SIE, 55, and 7 representative. Thomas has been a registered representative with the following firms: NOBLE INTERNATIONAL INVESTMENTS, INC., SOUTHRIDGE INVESTMENT GROUP LLC, A. G. EDWARDS & SONS, INC., EVEREN SECURITIES, INC., WASSERSTEIN PERELLA SECURITIES, INC., FIRST MANHATTAN CO, and JEFFERIES & COMPANY, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/29/2021 - Present
Benjamin F. Edwards & Company, Inc. (WHITE PLAINS NY)
NY
11/26/2009 - 04/05/2010
NOBLE INTERNATIONAL INVESTMENTS, INC. (NEW YORK NY)
CT
07/10/2009 - 10/09/2009
SOUTHRIDGE INVESTMENT GROUP LLC (RIDGEFIELD CT)
NY
07/15/1999 - 01/07/2008
A. G. EDWARDS & SONS, INC. (NEW YORK NY)
MO
12/03/1998 - 07/08/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
05/24/1996 - 10/30/1998
WASSERSTEIN PERELLA SECURITIES, INC. (NEW YORK NY)
NY
03/18/1993 - 05/15/1996
FIRST MANHATTAN CO (NEW YORK NY)
NY
07/19/1988 - 03/17/1993
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 06/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Liptack is the right advisor for you? Invested Better is here to help.
