Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ley is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Thomas has been in the industry since 1983 and has a broad range of experience. Thomas is registered with the state of New Jersey as an investment advisor representative. Thomas has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/21/2024 - Present
Wells Fargo Advisors Financial Network, LLC (PALM BEACH GARDENS FL)
NJ
06/01/2009 - 06/05/2012
MORGAN STANLEY SMITH BARNEY (SHREWSBURY NJ)
NJ
11/18/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
NY
01/19/2000 - 11/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/28/1990 - 01/27/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
08/15/1991 - 04/18/1995
OPPENHEIMER & CO., INC.
NY
04/24/1989 - 08/30/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
05/08/1984 - 04/13/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
04/19/1983 - 04/26/1984
UNDERHILL ASSOCIATES, INCORPORATED
IA
Issued 03/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1991
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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