Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Hayes is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Stonex Financial Inc. in New York, NY. Thomas has also been previously registered with COWEN AND COMPANY, COWEN EXECUTION SERVICES LLC, LYNCH, JONES & RYAN, INC., INSTINET, LLC, INSTINET CORPORATION, DAIWA SECURITIES AMERICA INC., MURPHEY, MARSEILLES, SMITH & NAMMACK, INC., SK INTERNATIONAL SECURITIES CORPORATION and W & D SECURITIES, INC.. Thomas holds FINRA Series 7, 24, 55, 57TO, 7TO, 99TO, and SIE licenses and has passed the Uniform Securities Agent State Law Examination. Thomas is registered in 16 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/08/2018 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
05/31/2017 - 10/11/2018
COWEN AND COMPANY (NEW YORK NY)
NY
07/01/2005 - 12/31/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
07/20/1998 - 07/08/2005
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
NY
08/01/2000 - 06/30/2005
INSTINET, LLC (NEW YORK NY)
NY
07/19/2000 - 08/01/2000
INSTINET CORPORATION (NEW YORK NY)
NY
05/07/1997 - 06/11/1998
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
06/10/1996 - 05/14/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
NJ
10/03/1991 - 06/12/1996
SK INTERNATIONAL SECURITIES CORPORATION (MORRISTOWN NJ)
NY
10/24/1988 - 06/14/1991
W & D SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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