Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gerard Casey is a financial advisor currently associated with Icapital Markets LLC. Thomas has more than 20 years of experience in the financial services industry. Thomas is registered with FINRA and holds a Series 7, Series 66, and SIE license. Thomas is also registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
03/13/2019 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
09/28/2006 - 03/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/14/2006 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NA
11/19/1989 - 07/25/1990
ROYAL ALLIANCE ASSOCIATES, INC.
NA
10/12/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/02/1985 - 03/25/1987
MURIEL SIEBERT & CO., INC.
NA
03/15/1985 - 04/10/1985
ALLIED CAPITAL GROUP, INC.
NA
01/23/1985 - 03/26/1985
WALL STREET CLEARING COMPANY
BOTH
Issued 12/13/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Casey is the right advisor for you? Invested Better is here to help.
